The financial advising industry is heavily regulated, and many advisors either choose not to collect or publicly display reviews. SEC and FINRA advertising and testimonial rules can also make the process more complex than it is for many other industries.
An alternative option is to search the individual advisor(s) you’re considering on BrokerCheck, a free public database designed to help consumers research investment professionals and firms before doing business with them.
To determine who may be the best fit for your situation, we recommend interviewing several advisors—ideally at least 2–3. Comparing experience, communication style, investment approach, and overall fit can help you make a confident decision.
Ramsey Solutions is a paid, non-client promoter of SmartVestor Pros. Learn more.